The Legal Basis for Intervention in Syria.
6 February, 2012 Leave a Comment
The ‘traditional’ method of international authorisation of military actions is through a UN Security Council Resolution. Russia and China last week vetoed a draft resolution that called for an end to the violence, let alone intervention. It is almost certain that Russia and China would again exercise the veto in fear of a precedent being set in favour of intervention in states with internal dissent; Russia at the moment is experiencing a period of pro-democracy protest, and China is ever mindful of the international community’s condemnation of its internal repression and policies towards Tibet.
Article 7 of the Rome Statute of the International Criminal Court outlines the legal definition of “crimes against humanity”. Syria is a signatory to the Rome Statute. The definition includes:
(a) Murder;
(b) Extermination;
(c) Enslavement;
(d) Deportation or forcible transfer of population;
(e) Imprisonment or other severe deprivation of physical liberty in violation of fundamental rules of international law;
(f) Torture;
(g) Rape, sexual slavery, enforced prostitution, forced pregnancy, enforced sterilization, or any other form of sexual violence of comparable gravity;
(h) Persecution against any identifiable group or collectivity on political, racial, national, ethnic, cultural, religious, gender as defined in paragraph 3, or other grounds that are universally recognized as impermissible under international law, in connection with any act referred to in this paragraph or any crime within the jurisdiction of the Court;
(i) Enforced disappearance of persons;
(j) The crime of apartheid;
(k) Other inhumane acts of a similar character intentionally causing great suffering, or serious injury to body or to mental or physical health.
The ICC is permitted to investigate matters of crimes such as these where states themselves are unwilling to do so. The Assad Regime is clearly not going to carry out that action. There is widespread documentation that these activities are being carried out, particularly evidence of activities prohibited under paragraphs (a), (b), (e), and (g).
The International Criminal Court would therefore have a prima facie case in issuing arrest warrants for the arrest of Bashar al-Assad and other members of the Syrian Regime.
The Legal Basis for intervention in Syria can be summarised:
Article 2(4) of the Charter of the U.N. prohibits the “threat or use of force against the territorial integrity or political independence” of a member state. The first exception to this prohibition is the authorization of force by a U.N. Security Council (UNSC) resolution.
The clearest path toward intervention, a UNSC resolution would condemn the Assad regime for its 10-month- long violent suppression of civil protests, impose punishing sanctions upon Syria, refer key members of the regime to the International Criminal Court (ICC) for investigations into war crimes and crimes against humanity and seek international military assistance in protecting the people of Syria.
A Security Council Resolution:
Because of the purported fear of “mission creep,” the UNSC route has failed in Syria’s case, most recently in October 2011 when a much-diluted resolution threatening only sanctions was vetoed by permanent UNSC members Russia and China. The Kremlin has been far more vocal in opposing international sanctions against Syria, and even more vocal in opposing military intervention. “It is not in the interests of anyone to send messages to the opposition in Syria or elsewhere that if you reject all reasonable offers we will come and help you as we did in Libya,” Russian Foreign Minister Sergei Lavrov said recently. Although there was previously some suggestion that if the Arab League renounced Assad, Russia and China would be persuaded to support some form of censure and penalty, neither Eastern powers have shown any willingness to accede to a UNSC resolution (in fact, Russia in particular has only increased its hostility to one since the League suspended Syria’s membership and passed sanctons against the regime). Having abstained from UNSC 1973, which authorized a no-fly zone in Libya, Russia claims that NATO overextended its remit in that conflict by continuing operations unto the fall of Gaddafi regime. To safeguard against another Western intervention in the Middle East, and to certify its $4 billion arms contract with the Assad regime, Russia’s last aircraft carrier, the Admiral Kuznetsov, the Admiral Chabanenko destroyer and two submarines, are all reportedly en route to the Russian-controlled naval base in Tartus. The Russian Federation continues to supply the Assad regime with weaponry.
Via the UN General Assembly
One theoretical way to spearhead a legitimate intervention without a UNSC resolution is for the UN General Assembly to invoke the “Uniting for Peace” resolution (377 A), a measure established to circumvent continued deadlock at the Security Council. Very rarely invoked, and with no guarantee of success, “Uniting for Peace” famously did succeed in 1950 under the so-called “Acheson Plan” (named for U.S. Secretary of State Dean Acheson). In this case, it served as a way of authorizing “collective measures” including the “use of armed force” during the Korean War, despite consistent Soviet vetoes in the UNSC. An Emergency Special Session (ESS) of the General Assembly can be called either by a procedural vote in the UNSC or within 24 hours of a majority of General Assembly members requesting one of the UN Secretary-General.
If a resolution were passed for Syria similarly authorizing the use of force, this would provide a legal justification for intervention. The main difficulty, of course, would be convincing the majority of
the General Assembly members to support it, a contingency that seems remote without strenuous lobbying from the Arab League and the Organization of the Islamic Cooperation (OIC), which has 57 member states drawn from the Muslim-majority and Arab countries.
Another basis for an exception to Article 2(4) in the Charter of the United Nations is a reasonable invocation of self-defense, which is stipulated in Article 51: “Nothing in the present Charter shall impair the inherent right of individual or collective self-defence if an armed attack occurs against a Member of the United Nations.” There are two ways in which Article 51 may be invoked vis-à-vis Syria.
The first is to have foreign powers petition that the Syrian crackdown and gross human rights violations perpetrated by the regime represent a grave risk to regional peace and stability (the escalating Syrian refugee crisis, the descent of the country into a de facto state of civil war, etc.). Accepting that any intervening power has neither the annexation of Syrian territory nor the political control of the Syrian people in mind, that power could then undertake a humanitarian mission to preserve such peace and stability.
Turkey clearly has the strongest case to make in this regard, as it is currently hosting more than 10,000 Syrian refugees on its border as well as the senior command corps of the FSA, which is in a de facto
state of war with the Assad regime. Additionally, the recent assault on the Turkish embassy in Damascus and its consulates in Aleppo and Lattakia, or the attack on the Turkish bus convoy of pilgrims en route from Mecca, can be read as Assad-underwritten hostile acts against a neighboring state. The risk of Turkey being drawn into a regional conflict is high, although the Turkish government will likely require Western and Arab League consensus and matching political or material commitment prior to pursuing a course of intervention. Ankara has not yet engaged in direct acts of “active opposition” that would seriously threaten the survival of the regime in the near term.
Another strategy for invoking Article 51 could be for Western powers to recognize the SNC as the sole legitimate representative of the Syrian people, and for the SNC to then request international military assistance in self-defense of Syria, arguing that the Assad regime constituted an illegitimate “invading” power. International human rights law solidly backs this option; the Assad regime’s claim of sovereignty cannot provide a pretext for perpetrating mass atrocities against the civilian population nor depriving citizens of their fundamental human rights, as enshrined in the Universal Declaration of Human Rights.
The Responsibility to Protect (R2P) doctrine clearly applies in this case, and could be invoked as grounds for international intervention as was the case in the 2011 Libyan intervention. The actions by the U.N Human Rights committee to bring forth a resolution denouncing the Assad regime for its “terrible atrocities” further lend credibility to this track.
You can sign a letter calling for intervention in Syria here.








